Investor Charter

Ujjawal Maheshwari is a SEBI-registered Research Analyst in terms of the SEBI (Research Analyst) Regulations, 2014.
SEBI Research Analyst Registration No.: INH000022659

1. Vision and Mission Statements for Investors

Vision:
Invest with knowledge & safety.

Mission:
Our mission is to ensure that every investor can:

    • Make informed investment decisions based on their individual goals and risk appetite.
    • Access high-quality research and transparent insights.
    • Monitor and manage their investments confidently.
    • Achieve long-term financial wellness through disciplined investing.

2. Details of Business Transacted by Ujjawal Maheshwari with Respect to Investors

As a SEBI-registered Research Analyst, Ujjawal Maheshwari Research undertakes the following responsibilities:

    • Publishing research reports based on in-depth and ethical research methodologies.
    • Offering independent and unbiased opinions on securities and sectors.
    • Disclosing any financial interests in recommended securities for transparency.
    • Providing research recommendations based solely on publicly available information and well-documented analysis.
    • Conducting annual audits to ensure regulatory and ethical compliance.

3. Services Provided to Investors (Indicative timelines not applicable)

    • Seamless client onboarding process.
    • Transparent disclosures to all clients regarding conflicts of interest, methodologies, and limitations.
    • Equal and non-discriminatory access to research reports and recommendations.
    • Maintenance of strict confidentiality of research findings until they are made public.

4. Grievance Redressal Mechanism & How to Access It

In the event of any grievance or complaint, investors are advised to:

Step 1 – Contact ujjawalmaheshwari’s Grievance Redressal Team

📧 complaints@ujjawalmaheshwari.com
📞 +91 8690953358

We aim to resolve all complaints within 30 calendar days from the date of receipt.

Step 2 – Escalation to SEBI via SCORES

If not satisfied with the resolution, investors may lodge a complaint with SEBI through its web-based platform: SEBI SCORES Portal

SCORES ensures centralized tracking and timely resolution of investor complaints.

Step 3 – For Physical Complaints

Complaints can also be sent to:
Office of Investor Assistance and Education
Securities and Exchange Board of India (SEBI),
SEBI Bhavan, Plot No. C4-A, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E),
Mumbai – 400051

5. Expectations from Investors (Responsibilities)

✅ Do’s

    • Deal only with SEBI-registered Research Analysts like ujjawalmaheshwari ( INH000022659).
    • Verify the Research Analyst’s registration status on the SEBI website: 🔗 List of Registered RAs
    • Review all disclosures in the research report before acting on it.
    • Make payments for research services through banking channels and obtain signed receipts.
    • Ask questions and ensure complete understanding of the recommendations.
    • Inform SEBI if any Research Analyst offers guaranteed or assured returns.

❌ Don’ts

    • Do not hand over funds to the Research Analyst for investment on your behalf.
    • Do not fall for misleading advertisements or market rumours.
    • Avoid getting influenced by temporary offers, discounts, or gifts.
    • Never share login credentials (trading/demat accounts) with any Research Analyst.